MENU

EDU Articles

Ad is loading...

Popular articles

Table of Contents

Help CenterFree Products Premium Products

IntroductionMarket Abbreviations Stock Market Statistics Thinking about Your Financial Future Search for Advisors Financial Calculators Financial Media Federal Agencies and Programs

Investment PortfoliosModern Portfolio Theories Investment Strategy Practical Portfolio Management Info Diversification Ratings Activities Abroad Trading Markets

Investment Terminology and InstrumentsBasics Investment Terminology Trading Bonds Mutual Funds Exchange Traded Funds (ETF)Stocks Annuities

Technical Analysis and TradingAnalysis Basics Technical Indicators Trading Models Patterns Trading Options Trading Forex Trading Commodities Speculative Investments

Cryptocurrencies and BlockchainBlockchain Bitcoin Ethereum Litecoin Ripple Taxes and Regulation

RetirementSocial Security Benefits Long-Term Care Insurance General Retirement Info Health Insurance Medicare and Medicaid Life Insurance Wills and Trusts

Retirement Accounts401(k) and 403(b) Plans Individual Retirement Accounts (IRA)SEP and SIMPLE IRAs Keogh Plans Money Purchase/Profit Sharing Plans Self-Employed 401(k)s and 457s Pension Plan Rules Cash-Balance Plans Thrift Savings Plans and 529 Plans and ESA

Personal FinancePersonal Banking Personal Debt Home Related Tax Forms Small Business Income Investments IRS Rules and Publications Personal Life Mortgage

Corporate BasicsBasics Corporate Structure Corporate Fundamentals Corporate Debt Risks Economics Corporate Accounting Dividends Earnings

What is Investment Advice?

Continue reading...

Keywords: investment advisors, Securities and Exchange Commission (SEC), FINRA, SEC registration, fiduciary, advisors, CPAs, Investment Advisers Act of 1940, IARD, Assets Under Management (AUM),

What is an ADV form?

Continue reading...

Keywords: Securities and Exchange Commission (SEC), FINRA, Registered Investment Advisor (RIA), U4, NASAA, commissions, Assets Under Management (AUM),

What is the Investment Advisors Act of 1940?

Continue reading...

Keywords: securities, Securities and Exchange Commission (SEC), regulations, FINRA, Futures, SEC registration, financial institutions, Investment Advisers Act of 1940, IARD, Form ADV,

What is the Investment Advisor Registration Depository (IARD)?

Continue reading...

Keywords: Securities and Exchange Commission (SEC), FINRA, NASAA, Investment Advisers Act of 1940, IARD,

How do Advisors Charge and How Much Should I Pay?

Continue reading...

Keywords: financial advisors, present value, fees & commissions, commissions, Assets Under Management (AUM),

What is a Federally Covered Advisor?

Continue reading...

Keywords: Securities and Exchange Commission (SEC), regulations, FINRA, Dodd-Frank Act, Investment Advisers Act of 1940, IARD, Assets Under Management (AUM), state vs federal registration, Form ADV,

What is a Good Financial Advisor?

Continue reading...

Keywords: financial advisors, financial planning, Chartered Financial Analyst (CFA), Certified Financial Planner (CFP), commissions,

What is a Financial Advisor?

Continue reading...

Keywords: investment managers, financial advisors, Certified Financial Planner (CFP), Registered Investment Advisor (RIA), Registered Representatives,

Should I pay for financial planning services?

Continue reading...

Keywords: financial calculators, financial planning, fiduciary standard, fees, supply and demand, Certified Financial Planner (CFP), broker-dealers, custodians, fees & commissions, commissions, fee-only, fee-based, advisor compensation, inherent value,

Where Do I Find a Financial Advisor?

Continue reading...

Keywords: financial advisors, financial planning, fees & commissions, Assets Under Management (AUM),

Do I Need an Advisor on a Permanent Basis?

Continue reading...

Keywords: financial advisors, asset allocation, client relationships, Assets Under Management (AUM),

How Can You Buy a Stock?

Continue reading...

Keywords: investments, portfolio management, stocks, brokerages, investment advisors, custodians, fees & commissions, eTrade, Ameritrade, Charles Schwab, client relationships, checking account,

What is FINRA?

Continue reading...

Keywords: financial advisors, brokerages, FINRA, broker-dealers,

Should I use options in my portfolio?

Continue reading...

Keywords: portfolio management, alternative investments, investment advisors, derivatives, calls, puts, options,

Where do I Find a Good Attorney for my Estate Needs?

Continue reading...

Keywords: financial advisor, estate planning, attorneys, inheritance,

If Everyone is Talking about Buying Gold, Should I Buy Some for My Portfolio as Well?

Continue reading...

Keywords: financial media, financial advisors, gold, commodities,

Where Can I Get Help With My IRA Investments?

Continue reading...

Keywords: financial advisor, portfolio management, asset allocation, retirement accounts,

Do I Need a more Specialized Financial Advisor?

Continue reading...

Keywords: financial advisors, investment portfolio, Certified Financial Planner (CFP), premium,

Where do I find a good CPA?

Continue reading...

Keywords: investment taxation, financial planning, accounting, advisors, business owners, CPAs, small businesses, business taxes,

Do I Need a Financial Advisor?

Continue reading...

Keywords: financial advisors, financial planning, investment portfolio, asset classes,

Ad is loading...