What is Investment Advice?
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Keywords: investment advisors, Securities and Exchange Commission (SEC), FINRA, SEC registration, fiduciary, advisors, CPAs, Investment Advisers Act of 1940, IARD, Assets Under Management (AUM), What is the Investment Advisors Act of 1940?
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Keywords: securities, Securities and Exchange Commission (SEC), regulations, FINRA, Futures, SEC registration, financial institutions, Investment Advisers Act of 1940, IARD, Form ADV,