What is Investment Banking?
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Keywords: trading, trading volume, new issue, Initial Public Offering (IPO), investment banks, Volcker Rule, Hedge Funds, banking institutions, Glass-Steagall Act, loan underwriting, What is the Investment Advisors Act of 1940?
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Keywords: securities, Securities and Exchange Commission (SEC), regulations, FINRA, Futures, SEC registration, financial institutions, Investment Advisers Act of 1940, IARD, Form ADV,